(图:法新社) (吉隆坡26日讯)大马证监会表示,未发招股书却向公众售股筹资属严重违反条例,将可能被罚款不超过1000万令吉或监禁不超过10年,或两者并罚。 大马证监会今日(26日)发文告提醒寻求向公众集资的未上市公共公司(UPC,Unlisted Public Companies),必须遵守2007年资金市场和服务法令(CMSA)以及相关指南,尤其是向散户投资者售股集资时。 证监会表示,该会收到了越来越多有关未上市公共公司向散户和熟练投资者(sophisticated investors)献售股票(包括优先股)的查询和投诉。 …
(图:法新社) (吉隆坡26日讯)大马证监会表示,未发招股书却向公众售股筹资属严重违反...
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